Kathleen joined Pekin Hardy Strauss in 2017 and has grown her career across client service, compliance, and now serves as an Assistant Portfolio Manager. In her current role, she supports clients with portfolio rebalancing, trade execution, financial planning, and investment strategy implementation. She strengthens client relationships through proactive communication and delivers customized financial reports and planning materials. Kathleen also contributes to the firm’s marketing and business development by preparing client communications. Her ability to blend technical expertise with a client-focused approach allows her to play a key role in both investment management and the overall client experience.
Prior to Pekin Hardy, her earlier career includes client service and management roles at TD Ameritrade, Woodforest National Bank, and Wells Fargo, where she specialized in financial services, branch operations, and community outreach.
With over a decade of experience in wealth management and banking, and eight years dedicated to Pekin Hardy Strauss, Kathleen brings a balance of technical expertise, regulatory knowledge, and client-focused service to her work.
Outside of work, Kathleen enjoys spending time with her family, exploring local food spots, and testing out new recipes at home. She is also an active member of her parish, serving in several ministries, including money counting and music.
Hometown: Houston, TX
Education: Bachelor of Business Administration in Finance from The University of Houston – Downtown
Industry Licenses and Designations: Uniform Investment Adviser Law Examination – Series 65
Selected Writing and Interviews: The Navigator: Strategic Options for Excess 529 Funds, Pekin Hardy Strauss Wealth Management, 2025
Email: Kathleen@pekinhardy.com
